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office-of-the-ombudsman-statement-of-authorities-and-responsibilities-policy-directive-1086d — Part 01
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UNCLASSIFIED
sole discretion over whether and how to act regarding individual matters or systemic
concerns.
RoesandResponsibnlte
6.1. The Ombudsman, or individuals designated by the Ombudsman, is responsible for:
6.1,1. Providing informal dispute resolution services to all levels of FBI personnel with
regard to policy concerns, interpersonal problems, leadership, career development, human
correlated to the mission of the relevant office or the FBI..
6.1.2
Receiving confidential complaints and consulting with employees regarding their
concerns or questions about alleged acts; omissions; improprieties; or broader, systemic
problems.
6.1.21
Communication to the Ombudsman does not constitute notice to the FBI. This
includes allegations of sexual harassment and issues covered by the Ear Wnistieblower
Policy Directive (0971D). If a visitor discloses such allegations and expresses a desire to
make a formal report, the Ombudsman must refer the visitor to the appropriate office for
administrative or formal grievance processes..
6.1.3. Reviewing all received employee concerns and making informal inquiries into those
concerns.
6.1,4. Offering a range of informal and formal resolution options, making referrals, and
settling disputes..
6.1,5. Offering alternative, informal services to supplement the formal dispute processes
available to FBI employees, such as filing complaints with the Office of Equal Employment
Opportunity Affairs (OEEOA), Inspection Division reporting, or initiating other grievance
processes or legal actions.
6.1.6. Maintaining the confidentiality of employees' communications with, or information
disclosed to, the Office of the Ombudsman..
6.1.6.1.
Confidential information may be disclosed with the express permission of the
employee(s) or in the event that there is an imminent risk of physical harm or credible
evidence of a violation of law.
6.1.7. Adhering to International Ombudsman Association (IOA) Standards of Practice and
Code of Ethics by functioning independently, maintaining confidentiality and neutrality, and
limiting the scope of services to informal means of dispute resolution.
6.1.7.1, The Ombudsman must remain neutral and not take sides in any conflict, dispute,
or issue. The Ombudsman must not act as an advocate for any party. The Ombudsman
must impartially consider the interests and concerns of all parties involved in a situation,
with the objective of facilitating communication and assisting the parties in reaching
mutually acceptable agreements that are fair, equitable, and consistent with the mission
and policies of the FBI. The Ombudsman does not have the authority to adjudicate, to
impose remedies or sanctions, or to enforce or change FBI policies or rules.
6.1,7.2. The Ombudsman is a resource for informal dispute resolution only. The
Ombudsman must not formally investigate, arbitrate, adjudicate, or in any other way
participate in any internal or external formal process, action, or investigation. Use of the
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UNCLASSIFIED
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